Technology Solution Provider & Regulatory Compliance Expert

Transform Financial Institutions with AI and Regulatory Adherence

Financial Services
Risk & Regulation

Ensuring alignment with U.S. banking regulations

Advanced Analytics

Discovering hidden patterns and outliers in your data

AI & Technology

Engineering specialized
solutions with AI capabilities

Our core capabilities

Credit Risk Rating Model Validation and Development
Credit Risk Rating Model Validation and Development
Designing, developing, and validating credit risk rating models to ensure accuracy, robustness, and compliance with regulatory requirements and internal model governance.
Bank Policy and Procedure Compliance Review
Bank Policy and Procedure Compliance Review
Comprehensive Review and Alignment of Bank Policies with Current U.S. Financial Compliance and Regulatory Standards.
Internal Audit Services
Internal Audit Services
Executing independent internal audits through risk assessment, control testing, and regulatory compliance review to evaluate program effectiveness, identify control gaps, verify reporting accuracy, and deliver strategic recommendations for enhanced risk management.
AI Agent & Digital Transformation
AI Agent & Digital Transformation
Deploys custom AI agents on secure Azure cloud infrastructure to automate critical workflows, delivering enhanced operational efficiency while meeting strict security and compliance requirements.
BSA/AML Transaction Monitoring System Model Validation & Scenario Tuning Analysis
BSA/AML Transaction Monitoring System Model Validation & Scenario Tuning Analysis
Independent optimization and validation of BSA/AML transaction monitoring models and alert scenarios to improve detection, reduce false positives, and ensure regulatory compliance supported by performance testing and scenario tuning.
Networking Penetration Testing
Networking Penetration Testing
Conducting network penetration testing to evaluate the design and operating effectiveness of network security controls, identify critical weaknesses, and support compliance with applicable regulatory and industry security standards.
Human Capital Analytics & Intelligent Process Automation
Human Capital Analytics & Intelligent Process Automation
Applying data analysis to optimize workforce performance. Automating routine workflows improves operational efficiency.

Case studies

What we do

Finoptics helps financial institutions, fintechs, and global organizations stay compliant with U.S. regulations while leveraging AI-powered analytics and automation. We deliver practical solutions across risk management, fraud detection, data processing, and regulatory reporting — enabling faster decisions and stronger operational performance.

Who are we

At Finoptics, we bring together a team of specialists with expertise in financial regulation, data engineering, and AI-driven technology. Our work centers on helping financial institutions modernize their operations through practical, secure, and well-governed solutions tailored to each client's environment.

We focus on bringing AI and data-driven methods into the operational areas where our clients already work, enabling smoother processes, reduced manual workload, and stronger alignment with regulatory expectations. Instead of providing generic tools, we build internal solutions tailored to each organization's structure and policies, ensuring the technology integrates naturally into existing workflows.

With Finoptics, financial institutions gain a partner that understands both technological innovation and the realities of regulated operations. We bridge the gap between AI innovation and compliance, helping clients build a future-ready financial infrastructure.

Bridging the Gap Between AI Innovation and Compliance - Finoptics